ROBERT P. PATTERSON, JR., District Judge.
On November 18, 2010, the New York Times Company ("NYT") and Charles Savage ("Savage"), a NYT reporter, filed this Complaint against the Federal Bureau of Investigation ("FBI" or "Defendant") alleging violations of the Freedom of Information Act, 5 U.S.C. § 552 ("FOIA"). The Complaint originally contained two causes of action, each involving FOIA Requests made by Mr. Savage in November 2009, only one of which, the Assessment Request, is now the subject of Plaintiffs' motion for summary judgment and Defendant's cross motions.
The Complaint states that "in 2009 Mr. Savage submitted the Assessment Request
(McGraw Decl., Ex. G.) Mr. Savage later narrowed the FOIA Request to "the data contained in the FBI's response to Sen. Russell Feingold's question at a March 25, 2009 Senate [Judiciary Committee] oversight hearing." (Savage Decl. ¶ 6.)
By motion dated February 24, 2011 Plaintiffs moved for an order granting summary judgment as to the FOIA requests pursuant to Federal Rule of Civil Procedure ("Fed. R. Civ. P") 56.
"Assessments" allow agents to use authorized investigative techniques to gather information and intelligence on individuals, groups, and organizations that may be involved in activities that are criminal or threaten national security. (Declaration of David M. Hardy dated March 25, 2011 ("Hardy Decl.") ¶ 3 n. 2.) The information gathered in these assessments help the FBI determine whether further investigation is necessary. Id. "Assessments may be used when the FBI obtains `an allegation or information' or an `articulable factual basis' concerning crimes or threats to national security, and the matter can be investigated or resolved through the relatively non-intrusive methods authorized in assessments." (Id.)
Following Mr. Savage's November 4, 2009 Assessment Request, the FBI sent a letter to the NYT on December 11, 2009 acknowledging receipt of the Assessment Request and stating it was currently reviewing its files. (Hardy Decl. ¶ 23.) On
(Savage Decl., Ex. B.) Dennis Argall, the FOIA officer who managed the release, states that the Assessment Statistics were released after FBI subject matter experts determined that the release of the numbers initially withheld would "no longer harm any interest protected by either Exemption (b)(2) or b(7)," (Declaration of Dennis J. Argall dated April 28, 2011 ("Argall Decl.") ¶ 5,) and that this review took place between March 3, 2011 and March 7, 2011. (Id.)
On April 15, 2011, during the pendency of this motion, Mr. Savage, apparently recognizing that the headline for his ensuing article on March 26, 2011—"FBI Casts Wide Net Under Relaxed Rules for Terror Inquiries, Data Show"—was not supported by the data released, submitted two additional FOIA requests to the FBI seeking further breakdown for assessment classification Types
Plaintiffs' in their summary judgment motion seek a broad declaration by the Court that all assessment statistics—as opposed to the Assessment Request for statistics sought in the Complaint—are public record under 5 U.S.C. § 552 and subject to disclosure. (See Pls.' Reply Mem. at 4; Tr. at 22.) Defendant contends in its cross-motion for summary judgment that Plaintiffs' claim was mooted by the March 7, 2011 release of the statistics which were the subject of the Complaint. (Def.'s Reply Mem. of Law in Opp. to Pls.' Mot. for Summ. J. and in Further Support of Def.'s Cross-Mot. for Summ. J. and Mot. to Dismiss ("Def. Reply Mem.") at 3.) Plaintiffs, however, argue that its original claim should survive under the voluntary cessation exception to mootness. (Pls.' Reply Mem. at 4.)
Summary judgment "is called for in FOIA cases when the "defending agency... prove[s] that each document that falls within the class requested either has been produced, is unidentifiable, or is wholly exempt from the [FOIA's] inspection requirements." Perry v. Block, 684 F.2d 121, 126 (D.C.Cir.1982). Summary judgment may only be granted where the record shows that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(a).
As an initial matter, a motion for summary judgment must be based on the claims in the Complaint. Here, Plaintiffs' Complaint demands the documents requested by Mr. Savage's FOIA Request of November 4, 2009 which Mr. Savage later narrowed to the Senate Judiciary Committee letter. Plaintiffs' request for a declaration was limited in the Complaint to a defined term, i.e., a declaration that "the documents sought by the Assessment Request... are public under 5 U.S.C. § 552 and must be disclosed." The Complaint does not make a claim that all assessment statistics be declared public. Plaintiffs' summary judgment motion nevertheless attempts to broaden their claims to all assessment statistics in an impermissible attempt to avoid mootness. Since the FBI's March 7, 2011 unredacted release of the Assessment Statistics provided to the Senate Judiciary Committee complied with Mr. Savage's FOIA Request in accordance with his later amended request, the NYT's November 4, 2009 FOIA Request is now moot.
Plaintiffs, however, argue that the case is not moot because 1) the FBI is engaged in the unlawful practice of the unwarranted withholding of assessment statistics pursuant to FOIA exemptions, and 2) the discretionary release of the Assessment Statistics on March 7, 2011 does not deprive the Court of adjudicating the legality of the withholding. Plaintiffs contend that the FBI has acted improperly under FOIA by withholding the Assessment Statistics in reliance on Exemption 2 and Exemption 7(E) without adequate grounds. (Pls.' Reply Mem. at 3-4.) Plaintiffs rely on U.S. Dept. of Justice v. Tax Analysts, 492 U.S. 136, 151 n. 12, 109 S.Ct. 2841, 106 L.Ed.2d 112 (1989), for the proposition that "[e]ven when an agency does not deny a FOIA request outright, the requesting party may still be able to claim improper withholding by alleging that the agency has responded in an inadequate manner." (Tr. at 17.) Additionally, Plaintiffs argue that it is a policy or practice of the FBI to withhold assessment statistics under these Exemptions and thus the case is not moot under a theory of voluntary cessation. See Payne Enters., Inc. v. United States, 837 F.2d 486, 491 (D.C.Cir.1988). These arguments are without merit. Defendant's initial withholding under Exemption 2 was not improper under circuit court case law at the time Exemption 2 was invoked. See Crooker v. Bureau of Alcohol, Tobacco & Firearms, 670 F.2d 1051, 1056-57 (D.C.Cir.1981). With regard to Exemption 7(E), the FBI released the requested document after a review by its subject matter experts revealed that the release of the assessment statistics requested by Mr. Savage would no longer harm a protected interest. Furthermore, Plaintiffs have failed to provide evidence of prior similar instances to support its claim that it is the policy or practice of the FBI to improperly withhold assessment statistics under Exemption 2 or Exemption 7(E).
Additionally, the Court would be unwise to issue a declaration that the initial withholding of the Assessment Statistics under Exemption 2 and Exemption 7(E) were in fact unlawful because "such a declaration would be an advisory opinion which federal courts may not provide." Payne Enters., Inc., 837 F.2d at 491; see also Better Gov't Ass'n v. Dep't of State, 780 F.2d 86, 91 (D.C.Cir.1986); Long v. Bureau of Alcohol, Tobacco and Firearms, 964 F.Supp. 494, 497 (D.D.C.1997).
Plaintiffs' motion for summary judgment is denied, and Defendant's motion to dismiss
IT IS SO ORDERED.